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STONERIDGE INC Director's Dealing 2019

Mar 6, 2019

33588_dirs_2019-03-06_5a2b1fbb-7a97-44a5-ad0d-2fcf3ad10af4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2019-03-04

Reporting Person: Kusiak Daniel M (Chief Procurement Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-04 Common Shares, without par value M 4579 Acquired 4579 Direct
2019-03-04 Common Shares, without par value F 1456 $30.04 Disposed 3123 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-04 Share Units $ A 3294 Acquired Common Shares (3294) Direct
2019-03-04 Performance Shares/Share Units $ M 4579 Disposed Common Shares (4579) Direct
2019-03-04 Performance Shares/Share Units $ D 911 Disposed Common Shares () Direct

Footnotes

F1: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022.

F2: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited.