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STONERIDGE INC Director's Dealing 2019

Mar 6, 2019

33588_dirs_2019-03-06_5d6d59e9-c4db-4fbc-8fe6-6d720e3508c0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2019-03-04

Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-04 Common Shares, without par value M 8037 Acquired 45318 Direct
2019-03-04 Common Shares, without par value F 2436 $30.04 Disposed 42882 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-04 Share Units $ A 1607 Acquired Common Shares (1607) Direct
2019-03-04 Performance Shares/Share Units $ M 8037 Disposed Common Shares (8037) Direct
2019-03-04 Performance Shares/Share Units $ D 1526 Disposed Common Shares () Direct

Footnotes

F1: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2022.

F2: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.