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STONERIDGE INC — Director's Dealing 2019
Mar 6, 2019
33588_dirs_2019-03-06_5d6d59e9-c4db-4fbc-8fe6-6d720e3508c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2019-03-04
Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-04 | Common Shares, without par value | M | 8037 | — | Acquired | 45318 | Direct |
| 2019-03-04 | Common Shares, without par value | F | 2436 | $30.04 | Disposed | 42882 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-04 | Share Units | $ | A | 1607 | Acquired | Common Shares (1607) | Direct | |
| 2019-03-04 | Performance Shares/Share Units | $ | M | 8037 | Disposed | Common Shares (8037) | Direct | |
| 2019-03-04 | Performance Shares/Share Units | $ | D | 1526 | Disposed | Common Shares () | Direct |
Footnotes
F1: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2022.
F2: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.