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STONERIDGE INC — Director's Dealing 2019
Aug 30, 2019
33588_dirs_2019-08-30_435b9632-1921-442c-8813-40ebb492ae03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2019-08-28
Reporting Person: Krakowiak Robert R. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-29 | Common Shares, without par value | M | 33932 | — | Acquired | 33932 | Direct |
| 2019-08-29 | Common Shares, without par value | F | 14790 | $30.49 | Disposed | 19133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-29 | Performance Shares/Share Units | $ | M | 33923 | Disposed | Common Shares, without par value (33923) | Direct | |
| 2019-08-29 | Performance Shares/Share Units | $ | D | 1972 | Disposed | Common Shares, without par value (1972) | Direct |
Footnotes
F1: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.