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STONERIDGE INC — Director's Dealing 2018
Mar 30, 2018
33588_dirs_2018-03-30_1acfa50c-11c9-4d89-a488-2a6865679140.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2018-03-30
Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-30 | Common Shares, without par value | M | 8947 | — | Acquired | 46228 | Direct |
| 2018-03-30 | Common Shares, without par value | F | 2554 | $22.6 | Disposed | 43674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-30 | Performance Shares | $ | M | 8947 | Disposed | Common Shares, without par value (8947) | Direct | |
| 2018-03-30 | Performance Shares | $ | D | 513 | Disposed | Common Shares, without par value (513) | Direct |
Footnotes
F1: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.
F2: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.