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STONERIDGE INC Director's Dealing 2018

Mar 30, 2018

33588_dirs_2018-03-30_27fcf5a0-c040-44d4-9f70-19feca4bea7c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2018-03-30

Reporting Person: DeGaynor Jonathan B (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-30 Common Shares, without par value M 160431 Acquired 173157 Direct
2018-03-30 Common Shares, without par value F 69035 $27.6 Disposed 104122 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-30 Performance Shares $ M 160431 Disposed Common Shares, without par value (160431) Direct
2018-03-30 Performance Shares $ D 10564 Disposed Common Shares, without par value (10564) Direct

Footnotes

F1: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F2: Includes performance shares and time based share units vesting (if earned) in 2019, 2020 and 2021.