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STONERIDGE INC — Director's Dealing 2018
Mar 30, 2018
33588_dirs_2018-03-30_27fcf5a0-c040-44d4-9f70-19feca4bea7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2018-03-30
Reporting Person: DeGaynor Jonathan B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-30 | Common Shares, without par value | M | 160431 | — | Acquired | 173157 | Direct |
| 2018-03-30 | Common Shares, without par value | F | 69035 | $27.6 | Disposed | 104122 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-30 | Performance Shares | $ | M | 160431 | Disposed | Common Shares, without par value (160431) | Direct | |
| 2018-03-30 | Performance Shares | $ | D | 10564 | Disposed | Common Shares, without par value (10564) | Direct |
Footnotes
F1: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.
F2: Includes performance shares and time based share units vesting (if earned) in 2019, 2020 and 2021.