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STONERIDGE INC Director's Dealing 2018

Apr 17, 2018

33588_dirs_2018-04-17_3cb089f2-3f61-4b86-8c3b-0be688a202a3.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2018-03-30

Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-30 Common Shares, without par value M 8947 Acquired 46228 Direct
2018-03-30 Common Shares, without par value F 2554 $27.6 Disposed 43674 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-30 Performance Shares $ M 8847 Disposed Common Shares, without par value (8947) Direct
2018-03-30 Performance Shares $ D 513 Disposed Common Shares, without par value (513) Direct

Footnotes

F1: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F2: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

F3: This Amended Form 4 is being filed to correct a typo - the correct price is $27.60 (not $22.60 as originally reported).