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STONERIDGE INC — Director's Dealing 2017
Mar 28, 2017
33588_dirs_2017-03-28_2c2af2d0-08b9-4e8e-849d-fe49a3f3916b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2017-03-25
Reporting Person: STRICKLER GEORGE E (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-25 | Common Shares, without par value | M | 60572 | — | Acquired | 324322 | Direct |
| 2017-03-25 | Common Shares, without par value | F | 23476 | $18.21 | Disposed | 300846 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-25 | Performance Shares | $ | M | 60572 | Disposed | Common Shares, without par value (60572) | Direct | |
| 2017-03-25 | Performance Shares | $ | D | 7928 | Disposed | Common Shares, without par value () | Direct |
Footnotes
F1: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.
F2: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares.