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STONERIDGE INC — Director's Dealing 2017
Mar 28, 2017
33588_dirs_2017-03-28_2ba009a1-ec8f-49c6-aa5a-dd0f64221eca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (sri)
CIK: 0001043337
Period of Report: 2017-03-25
Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-25 | Common Shares, without par value | M | 7736 | — | Acquired | 47067 | Direct |
| 2017-03-25 | Common Shares, without par value | F | 2428 | $18.21 | Disposed | 44639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-25 | Performance Shares | $ | M | 7736 | Disposed | Common Shares, without par value (7736) | Direct | |
| 2017-03-25 | Performance Shares | $ | D | 1014 | Disposed | Common Shares, without par value () | Direct |
Footnotes
F1: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.
F2: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one for one basis in common shares.