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STONERIDGE INC Director's Dealing 2017

Mar 28, 2017

33588_dirs_2017-03-28_2ba009a1-ec8f-49c6-aa5a-dd0f64221eca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (sri)
CIK: 0001043337
Period of Report: 2017-03-25

Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-25 Common Shares, without par value M 7736 Acquired 47067 Direct
2017-03-25 Common Shares, without par value F 2428 $18.21 Disposed 44639 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-25 Performance Shares $ M 7736 Disposed Common Shares, without par value (7736) Direct
2017-03-25 Performance Shares $ D 1014 Disposed Common Shares, without par value () Direct

Footnotes

F1: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F2: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one for one basis in common shares.