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STONERIDGE INC Director's Dealing 2017

Mar 28, 2017

33588_dirs_2017-03-28_5b8a29ee-9552-4262-93ab-ed22018c1557.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (sri)
CIK: 0001043337
Period of Report: 2017-03-25

Reporting Person: Sloan Michael D (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-25 Common Shares, without par value M 34361 Acquired 75166 Direct
2017-03-25 Common Shares, without par value F 10943 $18.26 Disposed 64223 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-25 Performance Shares $ M 34361 Disposed Common Shares, without par value (34361) Direct
2017-03-25 Performance Shares $ D 4489 Disposed Common Shares, without par value () Direct

Footnotes

F1: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F2: Performance Shares vesting in 2018, 2019 and 2020 payable upon vest on a one-for-one basis in common shares.