AI assistant
STONERIDGE INC — Director's Dealing 2017
Mar 28, 2017
33588_dirs_2017-03-28_5b8a29ee-9552-4262-93ab-ed22018c1557.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (sri)
CIK: 0001043337
Period of Report: 2017-03-25
Reporting Person: Sloan Michael D (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-25 | Common Shares, without par value | M | 34361 | — | Acquired | 75166 | Direct |
| 2017-03-25 | Common Shares, without par value | F | 10943 | $18.26 | Disposed | 64223 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-25 | Performance Shares | $ | M | 34361 | Disposed | Common Shares, without par value (34361) | Direct | |
| 2017-03-25 | Performance Shares | $ | D | 4489 | Disposed | Common Shares, without par value () | Direct |
Footnotes
F1: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.
F2: Performance Shares vesting in 2018, 2019 and 2020 payable upon vest on a one-for-one basis in common shares.