AI assistant
STONERIDGE INC — Director's Dealing 2017
Mar 28, 2017
33588_dirs_2017-03-28_51940c75-fd0d-4735-b185-3356d02f7639.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (sri)
CIK: 0001043337
Period of Report: 2017-03-25
Reporting Person: BEAVER THOMAS A (Vice President - Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-25 | Common Shares, without par value | M | 47096 | — | Acquired | 125763 | Direct |
| 2017-03-25 | Common Shares, without par value | F | 16282 | $18.26 | Disposed | 109481 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-25 | Performance Shares | $ | M | 47096 | Disposed | Common Shares, without par value (47096) | Direct | |
| 2017-03-25 | Performance Shares | $ | D | 6154 | Acquired | Common Shares, without par value () | Direct |
Footnotes
F1: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.
F2: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one-for-one basis in common shares.