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STONERIDGE INC Director's Dealing 2017

Nov 13, 2017

33588_dirs_2017-11-13_403cd6b7-f024-4138-af5a-594f06e3ec4d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2017-11-09

Reporting Person: BEAVER THOMAS A (Vice President - Global Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-09 Common Shares, without par value S 32952 $21.51 Disposed 76529 Direct
2017-11-10 Common Shares, without par value S 16827 $21.51 Disposed 59702 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Performance Shares $ Common Shares, without par value (93220) 93220 Direct

Footnotes

F1: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.

F2: Each Performance Shares (unit) represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person under the Company's Long-Term Incentive Plan is 2015, 2016 and 2017 and vest depending on continued employment, and in some cases also depending on Company performance in 2018, 2019 and 2020.