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STONERIDGE INC — Director's Dealing 2016
Feb 8, 2016
33588_dirs_2016-02-08_dd6b1d66-5c79-4dfc-97a0-c70336cdbc60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2016-02-04
Reporting Person: BEAVER THOMAS A (Vice President - Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-04 | Common Shares, without par value | M | 8733 | — | Acquired | 145806 | Direct |
| 2016-02-04 | Common Shares, without par value | D | 8733 | — | Disposed | 137073 | Direct |
| 2016-02-04 | Common Shares, without par value | F | 18396 | $11.06 | Disposed | 118677 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-04 | Phantom Shares | $ | M | 8733 | Disposed | Common Shares, without par value (19050) | Direct |
Footnotes
F1: Each Phantom Share is the economic equivalent of one Common Share. 19,050 Phantom Shares were granted on February 4, 2013. On February 4, 2016 10,317 Phantom Shares were forfeited and 8,733 were paid in cash at $11.11 per share.
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