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STONERIDGE INC — Director's Dealing 2016
Mar 7, 2016
33588_dirs_2016-03-07_70e0530d-54f4-4d66-8c81-df9414ff453f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: STONERIDGE INC (sri)
CIK: 0001043337
Period of Report: 2016-02-04
Reporting Person: STRICKLER GEORGE E (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-04 | Common Shares, without par value | M | 14511 | — | Acquired | 321351 | Direct |
| 2016-02-04 | Common Shares, without par value | D | 14511 | — | Disposed | 306840 | Direct |
| 2016-02-04 | Common Shares, without par value | F | 43090 | $11.06 | Disposed | 263750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-04 | Phantom Shares | $ | M | 14511 | Disposed | Common Shares, without par value (31350) | Direct |
Footnotes
F1: Each Phantom Share is the economic equivalent of one Common Share. 31,350 Phantom Shares were granted on Feb. 4, 2013. On Feb. 4, 2016 16,839 Phantom Shares were forfeited and 14,511 Phantom Shares were paid in cash at $11.11 per share.
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