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STONERIDGE INC Director's Dealing 2016

Sep 9, 2016

33588_dirs_2016-09-09_2f516af5-030c-4f83-9a43-6800d95b515e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2016-09-08

Reporting Person: BEAVER THOMAS A (Vice President - Global Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-08 Common Shares, without par value S 33000 $18.3 Disposed 85667 Direct
2016-09-09 Common Shares, without par value S 7000 $18.02 Disposed 78667 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Performance Shares $ Common Shares, without par value (120875) 120875 Direct

Footnotes

F1: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on September 8, 2016 and September 9, 2016 at prices on September 8, 2016 ranging from $18.16/share to $18.365/share and at prices on September 9, 2016 ranging from $18/share to $18.08/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges.

F2: Each Performance Share (unit) represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person under the Company's Long-Term Incentive Plan in 2014, 2015 and 2016 and vest depending on continued employment, and in some cases also depending on Company performance, in 2017, 2018 and 2019.