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STONERIDGE INC — Director's Dealing 2013
Feb 6, 2013
33588_dirs_2013-02-06_688b49e7-327d-4d12-84e4-71ce1629d078.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2013-02-04
Reporting Person: STRICKLER GEORGE E (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-04 | Common Shares, without par value | A | 94050 | — | Acquired | 416301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Phantom Shares | $ | A | 31350 | Acquired | Common Shares, without par value (31350) | Direct |
Footnotes
F1: Restricted Common Shares granted to the Reporting Person pursuant to the Amended and Restated Long-Term Incentive Plan. Provided that the Reporting Person remains employeed 62,700 shares will vest and no longer be subject to risk of forfeiture on February 4, 2016 and provided that the Reporting Person remains employed and subject to Company performance 31,350 shares will vest and no longer be subject to risk of forfeiture on February 4, 2016.
F2: Gtanted to the Reporting Person pursant to the Long-Term Cash Incentive Plan. Each Phantom Shares is the economic equivalent of one Company Common Share. Provided that the Reporting Person remains employed and depending on Company performance the Phantom Shares will be paid out in cash on February 4, 2016.