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STONERIDGE INC — Director's Dealing 2013
Feb 19, 2013
33588_dirs_2013-02-19_8fb789d2-d54c-4c82-a234-aed7a79de2b7.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2013-02-04
Reporting Person: Kruk Peter (Pres. Electronics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-04 | Common Shares, without par value | A | 8000 | — | Acquired | 18850 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Phantom Shares | $ | A | 2700 | Acquired | Common Shares, without par value (2700) | Direct |
Footnotes
F1: Restricted Common Shares granted to the Reporting Person pursuant to the Company's Amended and Restated Long-Term Incentive Plan. Provided that the Reporting Person remains employed 5,300 shares vest and will no longer be subject to risk of forfeiture on February 4, 2016 and provided that the Reporting Person remains employed and depending on Compamy performance 2,700 shares vest and will no longer be subject to risk of forfeiture on February 4, 2016.
F2: Corrects error in ownership after the transaction reported in the original Form 4 filed on February 6, 2013.
F3: Granted to the Reporting Person pursuant to the Company's Long-Term Cash Incentive Plan. Each Phantom Share is the economic equivalent of one Company Common Share. Provided that the Reporting Person remains employed and depending on Company performance the Phantom Shares will be paid out in cash on February 4, 2016.