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STONERIDGE INC — Director's Dealing 2013
Sep 5, 2013
33588_dirs_2013-09-05_5cf44c9a-0c82-45bf-a001-184d14feb20e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2013-09-03
Reporting Person: Corey John C (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-03 | Common Shares, without par value | S | 50000 | $12.62 | Disposed | 200000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, without par value | 756285 | Direct |
Footnotes
F1: These shares were sold by a spousal trust established by the Reporting Person for the benefit of the Reporting Person's spouse and children. The Reporting Person's spouse is a co-trustee of the trust, which the Reporting Person contributed by gift 350,000 Company Common Shares in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect. The spousal trust's sales were effected pursuant to a written Rule 10b5-1 trading plan adopted by the spousal trust on August 6, 2013 following the recommendation of the spousal trust's financial advisor to diversify the trust's assets.
F2: The price reported in Column 4 is a weigted average price. The shares were sold in multiple transactions at prices ranging from $12.35 to $12.87, inclusive. The Reporting Person undertakes to provide to Stoneridge, Inc., any securities holder of Stoneridge, Inc., or the SEC staff upon request, full information of the number of Common Shares sold at each separate price within the range.