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Stoke Therapeutics, Inc. Director's Dealing 2021

Jan 6, 2021

32172_dirs_2021-01-06_321c8079-8442-4c0d-8cc7-fef7f28af81a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Stoke Therapeutics, Inc. (STOK)
CIK: 0001623526
Period of Report: 2021-01-04

Reporting Person: Nash Huw M. (COO & CBO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Common Stock M 5700 $2.19 Acquired 5732 Direct
2021-01-04 Common Stock S 1500 $57.6627 Disposed 4232 Direct
2021-01-04 Common Stock S 2200 $59.0168 Disposed 2032 Direct
2021-01-04 Common Stock S 1800 $59.8469 Disposed 232 Direct
2021-01-04 Common Stock S 200 $60.5075 Disposed 32 Direct
2021-01-06 Common Stock S 32 $57.1401 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Employee Stock Option (Right to Buy) $2.19 M 5700 Disposed 2018-12-12 Common Stock (5700) Direct

Footnotes

F1: Includes 32 shares of Common Stock acquired under the issuer's employee stock purchase plan on December 31, 2020.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.33 to $58.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.395 to $59.355 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.395 to $60.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.50 to $60.515 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The option vested as to 1/48th of the total shares on November 22, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.