Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Stoke Therapeutics, Inc. Director's Dealing 2021

Mar 3, 2021

32172_dirs_2021-03-03_9b6a0ec7-5f4d-4ef5-960b-bfda6a8a8265.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Stoke Therapeutics, Inc. (STOK)
CIK: 0001623526
Period of Report: 2021-03-01

Reporting Person: LEVIN ARTHUR A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock M 2776 $0.40 Acquired 2776 Direct
2021-03-01 Common Stock M 1842 $0.40 Acquired 4618 Direct
2021-03-01 Common Stock M 7882 $0.60 Acquired 12500 Direct
2021-03-01 Common Stock S 7543 $60.5534 Disposed 4957 Direct
2021-03-01 Common Stock S 4957 $61.1432 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-01 Director Stock Option (Right to Buy) $0.40 M 2776 Disposed 2026-02-11 Common Stock (2776) Direct
2021-03-01 Director Stock Option (Right to Buy) $0.40 M 1842 Disposed 2027-02-02 Common Stock (1842) Direct
2021-03-01 Director Stock Option (Right to Buy) $0.60 M 7882 Disposed 2028-04-02 Common Stock (7882) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 17979 Indirect

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.89 to $60.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.90 to $61.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The option is 100% vested and exercisable.

F5: The option vested as to 1/48th of the total shares on February 28, 2018, and then 1/48th of the total shares vest at the end of each month thereafter, subject to the reporting person's continued service to the issuer through each vesting date.