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Stoke Therapeutics, Inc. — Director's Dealing 2021
Mar 3, 2021
32172_dirs_2021-03-03_9b6a0ec7-5f4d-4ef5-960b-bfda6a8a8265.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Stoke Therapeutics, Inc. (STOK)
CIK: 0001623526
Period of Report: 2021-03-01
Reporting Person: LEVIN ARTHUR A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | M | 2776 | $0.40 | Acquired | 2776 | Direct |
| 2021-03-01 | Common Stock | M | 1842 | $0.40 | Acquired | 4618 | Direct |
| 2021-03-01 | Common Stock | M | 7882 | $0.60 | Acquired | 12500 | Direct |
| 2021-03-01 | Common Stock | S | 7543 | $60.5534 | Disposed | 4957 | Direct |
| 2021-03-01 | Common Stock | S | 4957 | $61.1432 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Director Stock Option (Right to Buy) | $0.40 | M | 2776 | Disposed | 2026-02-11 | Common Stock (2776) | Direct |
| 2021-03-01 | Director Stock Option (Right to Buy) | $0.40 | M | 1842 | Disposed | 2027-02-02 | Common Stock (1842) | Direct |
| 2021-03-01 | Director Stock Option (Right to Buy) | $0.60 | M | 7882 | Disposed | 2028-04-02 | Common Stock (7882) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17979 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.89 to $60.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.90 to $61.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The option is 100% vested and exercisable.
F5: The option vested as to 1/48th of the total shares on February 28, 2018, and then 1/48th of the total shares vest at the end of each month thereafter, subject to the reporting person's continued service to the issuer through each vesting date.