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Stitch Fix, Inc. — Director's Dealing 2021
Mar 19, 2021
32646_dirs_2021-03-19_d5ad15e9-8016-43b5-af06-d6131215d3d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2021-03-17
Reporting Person: Lake Katrina (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-17 | Class A Common Stock | F | 2679 | $56.325 | Disposed | 15437 | Direct |
| 2021-03-17 | Class A Common Stock | C | 5555 | — | Acquired | 20151 | Indirect |
| 2021-03-17 | Class A Common Stock | C | 29166 | — | Acquired | 29166 | Indirect |
| 2021-03-17 | Class A Common Stock | C | 9053 | — | Acquired | 9053 | Indirect |
| 2021-03-17 | Class A Common Stock | S | 5555 | $53.80 | Disposed | 14596 | Indirect |
| 2021-03-17 | Class A Common Stock | S | 22140 | $53.8216 | Disposed | 7026 | Indirect |
| 2021-03-17 | Class A Common Stock | S | 7026 | $54.4576 | Disposed | 0 | Indirect |
| 2021-03-17 | Class A Common Stock | S | 9053 | $53.80 | Disposed | 0 | Indirect |
| 2021-03-18 | Class A Common Stock | C | 5555 | — | Acquired | 20151 | Indirect |
| 2021-03-18 | Class A Common Stock | C | 29166 | — | Acquired | 29166 | Indirect |
| 2021-03-18 | Class A Common Stock | C | 9054 | — | Acquired | 9054 | Indirect |
| 2021-03-18 | Class A Common Stock | S | 4142 | $53.0861 | Disposed | 16009 | Indirect |
| 2021-03-18 | Class A Common Stock | S | 1413 | $53.865 | Disposed | 14596 | Indirect |
| 2021-03-18 | Class A Common Stock | S | 21512 | $53.0815 | Disposed | 7654 | Indirect |
| 2021-03-18 | Class A Common Stock | S | 7654 | $53.7967 | Disposed | 0 | Indirect |
| 2021-03-18 | Class A Common Stock | S | 6809 | $53.0864 | Disposed | 2245 | Indirect |
| 2021-03-18 | Class A Common Stock | S | 2245 | $53.7917 | Disposed | 0 | Indirect |
| 2021-03-19 | Class A Common Stock | C | 5556 | — | Acquired | 20152 | Indirect |
| 2021-03-19 | Class A Common Stock | C | 29168 | — | Acquired | 29168 | Indirect |
| 2021-03-19 | Class A Common Stock | C | 9054 | — | Acquired | 9054 | Indirect |
| 2021-03-19 | Class A Common Stock | S | 7055 | $52.2416 | Disposed | 13097 | Indirect |
| 2021-03-19 | Class A Common Stock | S | 3540 | $52.8588 | Disposed | 9557 | Indirect |
| 2021-03-19 | Class A Common Stock | S | 17838 | $52.2451 | Disposed | 11330 | Indirect |
| 2021-03-19 | Class A Common Stock | S | 11330 | $52.8678 | Disposed | 0 | Indirect |
| 2021-03-19 | Class A Common Stock | S | 5664 | $52.2032 | Disposed | 3390 | Indirect |
| 2021-03-19 | Class A Common Stock | S | 3390 | $52.8804 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-17 | Class B Common Stock | $ | C | 5555 | Disposed | Class A Common Stock (5555.0) | Indirect | |
| 2021-03-17 | Class B Common Stock | $ | C | 29166 | Disposed | Class A Common Stock (29166.0) | Indirect | |
| 2021-03-17 | Class B Common Stock | $ | C | 9053 | Disposed | Class A Common Stock (9053.0) | Indirect | |
| 2021-03-18 | Class B Common Stock | $ | C | 5555 | Disposed | Class A Common Stock (5555.0) | Indirect | |
| 2021-03-18 | Class B Common Stock | $ | C | 29166 | Disposed | Class A Common Stock (29166.0) | Indirect | |
| 2021-03-18 | Class B Common Stock | $ | C | 9054 | Disposed | Class A Common Stock (9054.0) | Indirect | |
| 2021-03-19 | Class B Common Stock | $ | C | 5556 | Disposed | Class A Common Stock (5556.0) | Indirect | |
| 2021-03-19 | Class B Common Stock | $ | C | 29168 | Disposed | Class A Common Stock (29168.0) | Indirect | |
| 2021-03-19 | Class B Common Stock | $ | C | 9054 | Disposed | Class A Common Stock (9054.0) | Indirect |
Footnotes
F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
F2: Number of shares reflects transfer of 5,039 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F3: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F6: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F7: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
F8: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.24 to $54.235 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.26 to $54.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.52 to $53.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.445 to $53.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.475 to $54.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.465 to $53.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.49 to $54.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.70 to $52.69 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.765 to $53.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.76 to $52.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.77 to $53.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.705 to $52.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.705 to $53.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.