Stitch Fix, Inc. — Director's Dealing 2021

Sep 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2021-09-15

Reporting Person: Lake Katrina (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-15	Class A Common Stock	F	2670	$35.69	Disposed	0	Direct
2021-09-15	Class A Common Stock	C	3472	$0.00	Acquired	18078	Indirect
2021-09-15	Class A Common Stock	C	20833	$0.00	Acquired	20833	Indirect
2021-09-15	Class A Common Stock	C	9053	$0.00	Acquired	9053	Indirect
2021-09-15	Class A Common Stock	S	3255	$34.23	Disposed	14823	Indirect
2021-09-15	Class A Common Stock	S	217	$35.35	Disposed	14606	Indirect
2021-09-15	Class A Common Stock	S	19032	$34.20	Disposed	1801	Indirect
2021-09-15	Class A Common Stock	S	1801	$35.19	Disposed	0	Indirect
2021-09-15	Class A Common Stock	S	8488	$34.30	Disposed	565	Indirect
2021-09-15	Class A Common Stock	S	565	$35.35	Disposed	0	Indirect
2021-09-16	Class A Common Stock	C	3472	$0.00	Acquired	18078	Indirect
2021-09-16	Class A Common Stock	C	20833	$0.00	Acquired	20833	Indirect
2021-09-16	Class A Common Stock	C	9054	$0.00	Acquired	9054	Indirect
2021-09-16	Class A Common Stock	S	3215	$33.86	Disposed	14863	Indirect
2021-09-16	Class A Common Stock	S	257	$34.53	Disposed	14606	Indirect
2021-09-16	Class A Common Stock	S	19454	$33.86	Disposed	1379	Indirect
2021-09-16	Class A Common Stock	S	1379	$34.58	Disposed	0	Indirect
2021-09-16	Class A Common Stock	S	8561	$33.86	Disposed	493	Indirect
2021-09-16	Class A Common Stock	S	493	$34.60	Disposed	0	Indirect
2021-09-17	Class A Common Stock	C	3472	$0.00	Acquired	18078	Indirect
2021-09-17	Class A Common Stock	C	20834	$0.00	Acquired	20834	Indirect
2021-09-17	Class A Common Stock	C	9054	$0.00	Acquired	9054	Indirect
2021-09-17	Class A Common Stock	S	6727	$34.25	Disposed	11351	Indirect
2021-09-17	Class A Common Stock	S	1794	$35.05	Disposed	9557	Indirect
2021-09-17	Class A Common Stock	S	16449	$34.27	Disposed	4385	Indirect
2021-09-17	Class A Common Stock	S	4385	$35.05	Disposed	0	Indirect
2021-09-17	Class A Common Stock	S	7148	$34.25	Disposed	1906	Indirect
2021-09-17	Class A Common Stock	S	1906	$35.05	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-15	Class B Common Stock	$	C	3472	Disposed		Class A Common Stock (3472)	Indirect
2021-09-15	Class B Common Stock	$	C	20833	Disposed		Class A Common Stock (20833)	Indirect
2021-09-15	Class B Common Stock	$	C	9053	Disposed		Class A Common Stock (9053)	Indirect
2021-09-16	Class B Common Stock	$	C	3472	Disposed		Class A Common Stock (3472)	Indirect
2021-09-16	Class B Common Stock	$	C	20833	Disposed		Class A Common Stock (20833)	Indirect
2021-09-16	Class B Common Stock	$	C	9054	Disposed		Class A Common Stock (9054)	Indirect
2021-09-17	Class B Common Stock	$	C	3472	Disposed		Class A Common Stock (3472)	Indirect
2021-09-17	Class B Common Stock	$	C	20834	Disposed		Class A Common Stock (20834)	Indirect
2021-09-17	Class B Common Stock	$	C	9054	Disposed		Class A Common Stock (9054)	Indirect

Footnotes

F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

F2: Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F3: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F6: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

F7: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

F8: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.42 to $34.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.43 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.46 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.79 to $34.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.