Stitch Fix, Inc. — Director's Dealing 2020

Sep 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2020-09-16

Reporting Person: Lake Katrina (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-16	Class A Common Stock	F	2670	$28.72	Disposed	30873	Direct
2020-09-16	Class A Common Stock	C	4697	—	Acquired	21973	Indirect
2020-09-16	Class A Common Stock	C	22222	—	Acquired	22222	Indirect
2020-09-16	Class A Common Stock	C	9722	—	Acquired	9722	Indirect
2020-09-16	Class A Common Stock	S	4697	$28.444	Disposed	17276	Indirect
2020-09-16	Class A Common Stock	S	22222	$28.441	Disposed	0	Indirect
2020-09-16	Class A Common Stock	S	9722	$28.4638	Disposed	0	Indirect
2020-09-17	Class A Common Stock	C	4697	—	Acquired	21973	Indirect
2020-09-17	Class A Common Stock	C	22222	—	Acquired	22222	Indirect
2020-09-17	Class A Common Stock	C	9722	—	Acquired	9722	Indirect
2020-09-17	Class A Common Stock	S	3950	$28.1958	Disposed	18023	Indirect
2020-09-17	Class A Common Stock	S	747	$28.89	Disposed	17276	Indirect
2020-09-17	Class A Common Stock	S	19100	$28.2243	Disposed	3122	Indirect
2020-09-17	Class A Common Stock	S	3122	$28.901	Disposed	0	Indirect
2020-09-17	Class A Common Stock	S	8005	$28.1927	Disposed	1717	Indirect
2020-09-17	Class A Common Stock	S	1717	$28.8672	Disposed	0	Indirect
2020-09-18	Class A Common Stock	C	4699	—	Acquired	21975	Indirect
2020-09-18	Class A Common Stock	C	22222	—	Acquired	22222	Indirect
2020-09-18	Class A Common Stock	C	9722	—	Acquired	9722	Indirect
2020-09-18	Class A Common Stock	S	8611	$27.4375	Disposed	13364	Indirect
2020-09-18	Class A Common Stock	S	3807	$28.5475	Disposed	9557	Indirect
2020-09-18	Class A Common Stock	S	13851	$27.3851	Disposed	8371	Indirect
2020-09-18	Class A Common Stock	S	8371	$28.4806	Disposed	0	Indirect
2020-09-18	Class A Common Stock	S	6838	$27.4411	Disposed	2884	Indirect
2020-09-18	Class A Common Stock	S	2884	$28.5605	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-16	Class B Common Stock	$	C	4697	Disposed		Class A Common Stock (4697.0)	Indirect
2020-09-16	Class B Common Stock	$	C	22222	Disposed		Class A Common Stock (22222.0)	Indirect
2020-09-16	Class B Common Stock	$	C	9722	Disposed		Class A Common Stock (9722.0)	Indirect
2020-09-17	Class B Common Stock	$	C	4697	Disposed		Class A Common Stock (4697.0)	Indirect
2020-09-17	Class B Common Stock	$	C	22222	Disposed		Class A Common Stock (22222.0)	Indirect
2020-09-17	Class B Common Stock	$	C	9722	Disposed		Class A Common Stock (9722.0)	Indirect
2020-09-18	Class B Common Stock	$	C	4699	Disposed		Class A Common Stock (4699.0)	Indirect
2020-09-18	Class B Common Stock	$	C	22222	Disposed		Class A Common Stock (22222.0)	Indirect
2020-09-18	Class B Common Stock	$	C	9722	Disposed		Class A Common Stock (9722.0)	Indirect

Footnotes

F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

F2: Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F3: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F6: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

F7: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

F8: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.99 to $28.9 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.9 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.74 to $28.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.75 to $29.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.78 to $28.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.78 to $29.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.7 to $28.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.72 to $29.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.22 to $28.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.