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Stitch Fix, Inc. — Director's Dealing 2020
Oct 8, 2020
32646_dirs_2020-10-08_85411c02-525b-4fe9-b7e1-6c1314aed6a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2020-10-06
Reporting Person: Anderson Steven P. (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-06 | Class A Common Stock | C | 46170 | — | Acquired | 46170 | Direct |
| 2020-10-06 | Class A Common Stock | S | 46170 | $29.0852 | Disposed | 0 | Direct |
| 2020-10-07 | Class A Common Stock | C | 269003 | — | Acquired | 269003 | Direct |
| 2020-10-07 | Class A Common Stock | S | 269003 | $29.3416 | Disposed | 0 | Direct |
| 2020-10-08 | Class A Common Stock | C | 34827 | — | Acquired | 34827 | Direct |
| 2020-10-08 | Class A Common Stock | S | 34827 | $29.9882 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | Class B Common Stock | $ | C | 46170 | Disposed | Class A Common Stock (46170.0) | Direct | |
| 2020-10-07 | Class B Common Stock | $ | C | 269003 | Disposed | Class A Common Stock (269003.0) | Direct | |
| 2020-10-08 | Class B Common Stock | $ | C | 34827 | Disposed | Class A Common Stock (34827.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (23420282.0) | 23420282 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29 to $29.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29 to $29.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.65 to $30.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The shares held indirectly by the Reporting Person are follows: (i) 7,526,951 shares of Class B common stock directly held by BIE; (ii) 15,350,020 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.