Stitch Fix, Inc. — Director's Dealing 2020

Nov 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2020-11-18

Reporting Person: Lake Katrina (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-18	Class A Common Stock	C	4700	—	Acquired	14257	Indirect
2020-11-18	Class A Common Stock	C	22224	—	Acquired	22224	Indirect
2020-11-18	Class A Common Stock	C	9724	—	Acquired	9724	Indirect
2020-11-18	Class A Common Stock	S	4700	$35.9682	Disposed	9557	Indirect
2020-11-18	Class A Common Stock	S	22224	$35.9754	Disposed	0	Indirect
2020-11-18	Class A Common Stock	S	9724	$35.9768	Disposed	0	Indirect
2020-11-19	Class A Common Stock	C	4700	—	Acquired	14257	Indirect
2020-11-19	Class A Common Stock	C	22224	—	Acquired	22224	Indirect
2020-11-19	Class A Common Stock	C	9724	—	Acquired	9724	Indirect
2020-11-19	Class A Common Stock	S	4700	$35.0694	Disposed	9557	Indirect
2020-11-19	Class A Common Stock	S	22224	$35.0686	Disposed	0	Indirect
2020-11-19	Class A Common Stock	S	9724	$35.0668	Disposed	0	Indirect
2020-11-20	Class A Common Stock	C	4701	—	Acquired	14258	Indirect
2020-11-20	Class A Common Stock	C	22226	—	Acquired	22226	Indirect
2020-11-20	Class A Common Stock	C	9726	—	Acquired	9726	Indirect
2020-11-20	Class A Common Stock	S	4501	$36.0587	Disposed	9757	Indirect
2020-11-20	Class A Common Stock	S	200	$36.6875	Disposed	9557	Indirect
2020-11-20	Class A Common Stock	S	21626	$36.0678	Disposed	600	Indirect
2020-11-20	Class A Common Stock	S	600	$36.6733	Disposed	0	Indirect
2020-11-20	Class A Common Stock	S	9426	$36.071	Disposed	300	Indirect
2020-11-20	Class A Common Stock	S	300	$36.6667	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-18	Class B Common Stock	$	C	4700	Disposed		Class A Common Stock (4700.0)	Indirect
2020-11-18	Class B Common Stock	$	C	22224	Disposed		Class A Common Stock (22224.0)	Indirect
2020-11-18	Class B Common Stock	$	C	9724	Disposed		Class A Common Stock (9724.0)	Indirect
2020-11-19	Class B Common Stock	$	C	4700	Disposed		Class A Common Stock (4700.0)	Indirect
2020-11-19	Class B Common Stock	$	C	22224	Disposed		Class A Common Stock (22224.0)	Indirect
2020-11-19	Class B Common Stock	$	C	9724	Disposed		Class A Common Stock (9724.0)	Indirect
2020-11-20	Class B Common Stock	$	C	4701	Disposed		Class A Common Stock (4701.0)	Indirect
2020-11-20	Class B Common Stock	$	C	22226	Disposed		Class A Common Stock (22226.0)	Indirect
2020-11-20	Class B Common Stock	$	C	9726	Disposed		Class A Common Stock (9726.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	30873	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F4: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

F5: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

F6: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.54 to $36.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.52 to $36.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.76 to $35.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.68 to $35.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.71 to $35.335 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.46 to $36.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.64 to $36.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.60 to $36.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.