Stitch Fix, Inc. — Director's Dealing 2020

Dec 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2020-12-16

Reporting Person: Lake Katrina (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-16	Class A Common Stock	F	2669	$64.30	Disposed	23155	Direct
2020-12-16	Class A Common Stock	C	5555	—	Acquired	20161	Indirect
2020-12-16	Class A Common Stock	C	29166	—	Acquired	29166	Indirect
2020-12-16	Class A Common Stock	C	9053	—	Acquired	9053	Indirect
2020-12-16	Class A Common Stock	S	5555	$63.68	Disposed	14606	Indirect
2020-12-16	Class A Common Stock	S	29166	$63.8566	Disposed	0	Indirect
2020-12-16	Class A Common Stock	S	9053	$63.68	Disposed	0	Indirect
2020-12-17	Class A Common Stock	C	5555	—	Acquired	20161	Indirect
2020-12-17	Class A Common Stock	C	29166	—	Acquired	29166	Indirect
2020-12-17	Class A Common Stock	C	9054	—	Acquired	9054	Indirect
2020-12-17	Class A Common Stock	S	5555	$67.02	Disposed	14606	Indirect
2020-12-17	Class A Common Stock	S	3200	$66.5337	Disposed	25966	Indirect
2020-12-17	Class A Common Stock	S	25966	$67.5407	Disposed	0	Indirect
2020-12-17	Class A Common Stock	S	9054	$68.54	Disposed	0	Indirect
2020-12-18	Class A Common Stock	C	5556	—	Acquired	20162	Indirect
2020-12-18	Class A Common Stock	C	29168	—	Acquired	29168	Indirect
2020-12-18	Class A Common Stock	C	9054	—	Acquired	9054	Indirect
2020-12-18	Class A Common Stock	S	10605	$68.54	Disposed	9557	Indirect
2020-12-18	Class A Common Stock	S	29168	$68.54	Disposed	0	Indirect
2020-12-18	Class A Common Stock	S	9054	$68.54	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-16	Class B Common Stock	$	C	5555	Disposed		Class A Common Stock (5555.0)	Indirect
2020-12-16	Class B Common Stock	$	C	29166	Disposed		Class A Common Stock (29166.0)	Indirect
2020-12-16	Class B Common Stock	$	C	9053	Disposed		Class A Common Stock (9053.0)	Indirect
2020-12-17	Class B Common Stock	$	C	5555	Disposed		Class A Common Stock (5555.0)	Indirect
2020-12-17	Class B Common Stock	$	C	29166	Disposed		Class A Common Stock (29166.0)	Indirect
2020-12-17	Class B Common Stock	$	C	9054	Disposed		Class A Common Stock (9054.0)	Indirect
2020-12-18	Class B Common Stock	$	C	5556	Disposed		Class A Common Stock (5556.0)	Indirect
2020-12-18	Class B Common Stock	$	C	29168	Disposed		Class A Common Stock (29168.0)	Indirect
2020-12-18	Class B Common Stock	$	C	9054	Disposed		Class A Common Stock (9054.0)	Indirect

Footnotes

F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

F2: Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F3: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F6: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

F7: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

F8: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.52 to $64.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.06 to $67.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.07 to $67.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.