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Stitch Fix, Inc. Director's Dealing 2019

Jun 20, 2019

32646_dirs_2019-06-19_e6fdcc36-fb62-4767-a777-b8aa4c1de10f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2019-06-17

Reporting Person: Lake Katrina (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-17 Class A Common Stock C 5000 Acquired 5000 Indirect
2019-06-17 Class A Common Stock C 28333 Acquired 28333 Indirect
2019-06-17 Class A Common Stock S 5000 $29.894 Disposed 0 Indirect
2019-06-17 Class A Common Stock S 28333 $30.1334 Disposed 0 Indirect
2019-06-18 Class A Common Stock C 5000 Acquired 5000 Indirect
2019-06-18 Class A Common Stock C 28333 Acquired 28333 Indirect
2019-06-18 Class A Common Stock S 5000 $30.4992 Disposed 0 Indirect
2019-06-18 Class A Common Stock S 28333 $30.5218 Disposed 0 Indirect
2019-06-19 Class A Common Stock C 28334 Acquired 28334 Indirect
2019-06-19 Class A Common Stock C 5000 Acquired 5000 Indirect
2019-06-19 Class A Common Stock S 28334 $30.6218 Disposed 0 Indirect
2019-06-19 Class A Common Stock S 5000 $30.6314 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-17 Class B Common Stock $ C 5000 Disposed Class A Common Stock (5000) Indirect
2019-06-17 Class B Common Stock $ C 28333 Disposed Class A Common Stock (28333) Indirect
2019-06-18 Class B Common Stock $ G 675932 Acquired Class B Common Stock (675932) Indirect
2019-06-18 Class B Common Stock $ C 5000 Disposed Class A Common Stock (5000) Indirect
2019-06-18 Class B Common Stock $ C 28333 Disposed Class A Common Stock (28333) Indirect
2019-06-19 Class B Common Stock $ C 28334 Disposed Class A Common Stock (28334) Indirect
2019-06-19 Class B Common Stock $ C 5000 Disposed Class A Common Stock (5000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 92628 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (675932) 675932 Indirect

Footnotes

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Grantor Retained Annuity Trust - I dated April 24, 2017

F3: Since the Reporting Person's last report, 674,663 shares of Class B Common Stock were transferred from the Katrina M. Lake 2017 Grantor
Retained Annuity Trust to the Katrina M. Lake Revocable Trust in satisfaction of an annuity payment.

F4: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F6: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

F7: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.64 to $30.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.64 to $30.5775 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

F11: On June 18, 2019, 675,932 shares of Class B Common Stock were distributed as a gift from the Katrina M. Lake 2017 Grantor Retained Annuity Trust to the Katrina M. Lake Irrevocable Trust for the benefit of the Reporting Person's family members, of which the Reporting Person is Trustee.

F12: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.32 to $30.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.32 to $30.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.425 to $31.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.48 to $31.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.