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Stitch Fix, Inc. — Director's Dealing 2019
Dec 21, 2019
32646_dirs_2019-12-20_f3197897-e875-4a12-b105-4803743d8065.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2019-12-18
Reporting Person: Lake Katrina (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-18 | Class A Common Stock | F | 2669 | $25.63 | Disposed | 54028 | Direct |
| 2019-12-19 | Class A Common Stock | C | 36298 | — | Acquired | 36298 | Indirect |
| 2019-12-19 | Class A Common Stock | G | 36298 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-19 | Class B Common Stock | $ | C | 36298 | Disposed | Class A Common Stock (36298) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 17533 | Indirect |
Footnotes
F1: Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F2: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F3: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
F4: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F6: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F7: On December 19, 2019, the Reporting Person made a charitable gift of 36,298 shares of Common Stock.