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Stitch Fix, Inc. — Director's Dealing 2017
Nov 16, 2017
32646_dirs_2017-11-16_f807a81b-e9c5-48ee-b787-fb9d02ad4c0f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Stitch Fix, Inc. (SFIX)
CIK: 0001576942
Period of Report: 2017-11-16
Reporting Person: Anderson Steven P. (Director, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (351634) | Indirect | ||
| Series Seed Preferred Stock | $ | Class B Common Stock (7035655) | Indirect | ||
| Series A Preferred Stock | $ | Class B Common Stock (2650645) | Indirect | ||
| Series A-1 Preferred Stock | $ | Class B Common Stock (6247395) | Indirect | ||
| Series B Preferred Stock | $ | Class B Common Stock (6065120) | Indirect | ||
| Series C Preferred Stock | $ | Class B Common Stock (2271860) | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
F2: Not applicable.
F3: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.
F4: The shares are held as follows: 49,306 by Baseline Cable Car, LLC ("BCC"), 180,400 by Baseline Encore, L.P. ("BE") and 121,928 by Baseline Increased Exposure Fund, LLC ("BIE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Baseline Increased Exposure Fund Associates, LLC ("BIEA") is the general partner of BIE. The Reporting Person is the sole member of BCC, BEA and BIEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
F5: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock is convertible at any time at the option of the reporting person into one share of Class B Common Stock and has no expiration date. Upon the completion or closing of the Issuer's initial public offering, each share of Series Seed Preferred Stock, Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock will convert automatically into one share of Class B Common Stock.
F6: The shares are held by Baseline Ventures 2009, LLC ("BV 2009"). Baseline Ventures 2009 Associates, LLC ("BVA 2009") is the general partner of BV 2009. The Reporting Person is the sole member of BVA 2009. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
F7: The shares are held by BV 2009. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
F8: The shares are held by BIE. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
F9: The shares are held as follows: 228,605 by BCC, 85,000 by BE, 1,734,035 by BIE and 224,220 by BV. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.