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STIFEL FINANCIAL CORP — Director's Dealing 2021
Jan 5, 2021
30525_dirs_2021-01-05_4bb42e59-83a1-4a55-b9d3-c0232619311b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-12-31
Reporting Person: Marischen James M (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | F | 1040 | $50.46 | Disposed | 31415 | Direct |
| 2020-12-31 | Common Stock | M | 2324 | $0.00 | Acquired | 33739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Phantom Stock Units | $0.00 | M | 2324 | Disposed | Common Stock (2324) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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