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STIFEL FINANCIAL CORP — Director's Dealing 2021
Mar 1, 2021
30525_dirs_2021-03-01_8007299b-e455-4d3c-a8a0-91e8260be964.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2021-02-26
Reporting Person: Fisher Mark P (SENIOR VP & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | M | 11117 | $0.00 | Acquired | 50632 | Direct |
| 2021-02-26 | Common Stock | F | 5840 | $63.01 | Disposed | 44792 | Direct |
| 2021-02-26 | Common Stock | S | 10000 | $61.40 | Disposed | 34792 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-26 | Phantom Stock Units | $0.00 | M | 11117 | Disposed | Common Stock (11117) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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