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STIFEL FINANCIAL CORP — Director's Dealing 2021
Mar 10, 2021
30525_dirs_2021-03-10_b611fb43-5948-4df8-8be6-50d711c6359a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2021-03-10
Reporting Person: Marischen James M (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | M | 6670 | $0.00 | Acquired | 40409 | Direct |
| 2021-03-08 | Common Stock | F | 2877 | $64.76 | Disposed | 37532 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Phantom Stock Units | $0.00 | M | 6670 | Disposed | Common Stock (6670) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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