STIFEL FINANCIAL CORP — Director's Dealing 2020

Jan 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-01-02

Reporting Person: KRUSZEWSKI RONALD J (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-02	Common Stock	M	28587	$0.00	Acquired	869836	Direct
2020-01-02	Common Stock	F	10461	$61.44	Disposed	859375	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Phantom Stock Units	$0.00	M	28587	Disposed		Common Stock (28587)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1500	Indirect

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.