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STIFEL FINANCIAL CORP — Director's Dealing 2020
Jan 6, 2020
30525_dirs_2020-01-06_0705f4a9-19e5-4942-8ab1-d66590f38615.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-01-02
Reporting Person: SLINEY DAVID D (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Stock | M | 1631 | $0.00 | Acquired | 115507 | Direct |
| 2020-01-02 | Common Stock | F | 572 | $61.44 | Disposed | 114935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Phantom Stock Units | $0.00 | M | 1631 | Disposed | Common Stock (1631) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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