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STIFEL FINANCIAL CORP — Director's Dealing 2020
Jan 6, 2020
30525_dirs_2020-01-06_6745556a-deb1-4f0b-a1a0-f5e261e833f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-01-02
Reporting Person: Fisher Mark P (SENIOR VP & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Stock | M | 1770 | $0.00 | Acquired | 26681 | Direct |
| 2020-01-02 | Common Stock | F | 927 | $61.44 | Disposed | 25754 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Phantom Stock Units | $0.00 | M | 1770 | Disposed | Common Stock (1770) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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