STIFEL FINANCIAL CORP — Director's Dealing 2020

Feb 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-01-30

Reporting Person: KRUSZEWSKI RONALD J (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-30	Common Stock	D	30000	$66.22	Disposed	829375	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-30	Phantom Stock Units	$0.00	A	19939	Acquired		Common Stock (19939)	Direct

Footnotes

F1: Mr Kruszewski's total indirect holdings have decreased based on completion of custodial arrangement for his daughter. He no longer has reportable beneficial ownership of those shares.

F2: Units vest in 20% increments over a five year period.

F3: No expiration date for these Units.