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STIFEL FINANCIAL CORP — Director's Dealing 2020
Feb 3, 2020
30525_dirs_2020-02-03_f86d9129-eb50-4798-a12e-1646c8725fc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-01-30
Reporting Person: ZEMLYAK JAMES M (Co-President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-30 | Phantom Stock Units | $0.00 | A | 9411 | Acquired | Common Stock (9411) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2544 | Indirect |
| Common Stock | 841529 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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