STIFEL FINANCIAL CORP — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-03-03

Reporting Person: KRUSZEWSKI RONALD J (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-03	Common Stock	M	177867	$63.23	Acquired	1007242	Direct
2020-03-03	Common Stock	F	80910	$63.23	Disposed	926332	Direct
2020-03-03	Common Stock	D	71332	$63.23	Disposed	855000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-03	Phantom Stock Units	$0.00	A	222333	Acquired		Common Stock (222333)	Direct
2020-03-03	Phantom Stock Units	$0.00	M	177867	Disposed		Common Stock (177867)	Direct

Footnotes

F1: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement.

F2: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability.

F3: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person.

F4: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21.

F5: No expiration date for these Units.

F6: Currently exercisable.