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STIFEL FINANCIAL CORP Director's Dealing 2019

Jan 4, 2019

30525_dirs_2019-01-04_5be35bf9-f3f2-451b-b272-5d28ad18d5e5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2019-01-02

Reporting Person: BROWN MICHAEL W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-02 Common Stock M 3750 $0.00 Acquired 21884 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-02 Phantom Stock Units $0.00 M 3750 Disposed Common Stock (3750) Direct

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.