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STIFEL FINANCIAL CORP — Director's Dealing 2019
Jan 4, 2019
30525_dirs_2019-01-04_5be35bf9-f3f2-451b-b272-5d28ad18d5e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2019-01-02
Reporting Person: BROWN MICHAEL W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Stock | M | 3750 | $0.00 | Acquired | 21884 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Phantom Stock Units | $0.00 | M | 3750 | Disposed | Common Stock (3750) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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