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STIFEL FINANCIAL CORP — Director's Dealing 2019
Jan 4, 2019
30525_dirs_2019-01-04_5e254603-d608-44f1-b46c-118e0d373fff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2019-01-02
Reporting Person: Nesi Victor (Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Stock | M | 2764 | $0.00 | Acquired | 189544 | Direct |
| 2019-01-02 | Common Stock | F | 884 | $41.42 | Disposed | 188660 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Phantom Stock Units | $0.00 | M | 2764 | Disposed | Common Stock (2764) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4088 | Indirect |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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