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STIFEL FINANCIAL CORP — Director's Dealing 2019
Jun 7, 2019
30525_dirs_2019-06-07_addccbf2-14fd-46f3-a20f-a2d89c283970.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2019-06-05
Reporting Person: PEACOCK DAVID A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-06 | Common Stock | M | 1900 | $0.00 | Acquired | 12415 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-05 | Phantom Stock Units | $0.00 | A | 1900 | Acquired | Common Stock (1900) | Direct | |
| 2019-06-06 | Phantom Stock Units | $0.00 | M | 1900 | Disposed | Common Stock (1900) | Direct |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
F3: Currently exercisable.
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