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STIFEL FINANCIAL CORP — Director's Dealing 2018
Jan 3, 2018
30525_dirs_2018-01-03_9b8a79fd-c661-407c-8df3-a1543a7e7fc8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-29
Reporting Person: ZEMLYAK JAMES M (CHIEF FIN'L & ADMIN OFFCR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | Common Stock | M | 54362 | — | Acquired | 857984 | Direct |
| 2017-12-29 | Common Stock | F | 24838 | $59.56 | Disposed | 833146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | Phantom Stock Units | $0 | M | 54362 | Disposed | Common Stock (54362) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4602 | Indirect |
Footnotes
F1: Currently convertible.
F2: No expiration date for these Units.
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