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STIFEL FINANCIAL CORP Director's Dealing 2018

Jan 3, 2018

30525_dirs_2018-01-03_ecb90078-9d51-4633-96fa-9825e1997b45.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-29

Reporting Person: HIMELFARB RICHARD J (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-29 Common Stock M 6189 Acquired 114483 Direct
2017-12-29 Common Stock F 2320 $59.56 Disposed 112163 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-29 Phantom Stock Units $0 M 6189 Disposed Common Stock (6189) Direct

Footnotes

F1: Currently convertible.

F2: No expiration date for these Units.