AI assistant
Sending…
STIFEL FINANCIAL CORP — Director's Dealing 2018
Jan 3, 2018
30525_dirs_2018-01-03_ecb90078-9d51-4633-96fa-9825e1997b45.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-29
Reporting Person: HIMELFARB RICHARD J (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | Common Stock | M | 6189 | — | Acquired | 114483 | Direct |
| 2017-12-29 | Common Stock | F | 2320 | $59.56 | Disposed | 112163 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | Phantom Stock Units | $0 | M | 6189 | Disposed | Common Stock (6189) | Direct |
Footnotes
F1: Currently convertible.
F2: No expiration date for these Units.
More from STIFEL FINANCIAL CORP
Regulatory Filings
2026
May 28
Proxy Solicitation & Information Statement
2026
May 21
Regulatory Filings
2026
May 12
Interim / Quarterly Report
2026
May 4
Major Shareholding Notification
2026
Apr 30
Annual Report
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 17