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STIFEL FINANCIAL CORP — Director's Dealing 2018
Jan 3, 2018
30525_dirs_2018-01-03_a7ae3df7-39c8-4da7-86af-22c242d2841c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-29
Reporting Person: Plotkin Ben A (Vice Chairman and SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | Common Stock | M | 12453 | — | Acquired | 114181 | Direct |
| 2017-12-29 | Common Stock | F | 3441 | $59.56 | Disposed | 110740 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | Phantom Stock Units | $0 | M | 12453 | Disposed | Common Stock (12453) | Direct |
Footnotes
F1: Currently convertible.
F2: No expiration date for these Units.
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