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STIFEL FINANCIAL CORP — Director's Dealing 2018
Feb 12, 2018
30525_dirs_2018-02-12_700c27cc-240f-4b88-bc62-382449ca3ca8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-09-15
Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-15 | Phantom Stock Units | $0 | A | 119 | Acquired | Common Stock (119) | Direct | |
| 2017-12-15 | Phantom Stock Units | $0 | A | 99 | Acquired | Common Stock (99) | Direct | |
| 2018-02-08 | Phantom Stock Units | $0 | A | 3333 | Acquired | Common Stock (3333) | Direct |
Footnotes
F1: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units.