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STIFEL FINANCIAL CORP Director's Dealing 2018

Feb 13, 2018

30525_dirs_2018-02-13_f39fc407-40d8-48e6-8c82-7d15d96c8146.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-31

Reporting Person: Nesi Victor (Co-President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-15 Phantom Stock Units $0 A 325 Acquired Common Stock (325) Direct
2017-12-15 Phantom Stock Units $0 A 272 Acquired Common Stock (272) Direct

Footnotes

F1: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis.