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STIFEL FINANCIAL CORP — Director's Dealing 2018
Jun 8, 2018
30525_dirs_2018-06-08_b553f4f3-d4d6-47b5-928d-fbb58bcfd2c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2018-06-06
Reporting Person: PEACOCK DAVID A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-07 | Common Stock | M | 1900 | — | Acquired | 1900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-06 | Phantom Stock Units | $0 | A | 1900 | Acquired | Common Stock (1900) | Direct | |
| 2018-06-07 | Phantom Stock Units | $0 | M | 1900 | Disposed | Common Stock (1900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4615 | Indirect |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
F3: Currently exercisable.
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