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STIFEL FINANCIAL CORP — Director's Dealing 2018
Jun 8, 2018
30525_dirs_2018-06-08_3c3eab17-fa66-4791-9cfa-166af3e108f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2018-06-06
Reporting Person: WESTBROOK KELVIN R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-06 | Common Stock | M | 750 | — | Acquired | 10959 | Direct |
| 2018-06-06 | Common Stock | M | 16150 | — | Acquired | 27109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-06 | Phantom Stock Units | $0 | M | 750 | Disposed | Common Stock (750) | Direct | |
| 2018-06-06 | Phantom Stock Units | $0 | M | 16150 | Disposed | Common Stock (16150) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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