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STIFEL FINANCIAL CORP Director's Dealing 2018

Jun 8, 2018

30525_dirs_2018-06-08_3c3eab17-fa66-4791-9cfa-166af3e108f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2018-06-06

Reporting Person: WESTBROOK KELVIN R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-06 Common Stock M 750 Acquired 10959 Direct
2018-06-06 Common Stock M 16150 Acquired 27109 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-06 Phantom Stock Units $0 M 750 Disposed Common Stock (750) Direct
2018-06-06 Phantom Stock Units $0 M 16150 Disposed Common Stock (16150) Direct

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.