AI assistant
Sending…
STIFEL FINANCIAL CORP — Director's Dealing 2018
Jun 8, 2018
30525_dirs_2018-06-08_ced144db-9642-4bb8-8053-f16c6c3159c2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2018-06-06
Reporting Person: ZIMMERMAN MICHAEL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-07 | Common Stock | M | 1900 | — | Acquired | 5694 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-06 | Phantom Stock Units | $0 | A | 1900 | Acquired | Common Stock (1900) | Direct | |
| 2018-06-07 | Phantom Stock Units | $0 | M | 1900 | Disposed | Common Stock (1900) | Direct |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
F3: Currently exercisable.
More from STIFEL FINANCIAL CORP
Regulatory Filings
2026
May 28
Proxy Solicitation & Information Statement
2026
May 21
Regulatory Filings
2026
May 12
Interim / Quarterly Report
2026
May 4
Major Shareholding Notification
2026
Apr 30
Annual Report
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 17