STIFEL FINANCIAL CORP — Director's Dealing 2017

Jan 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2010-12-28

Reporting Person: MULROY THOMAS P (Director, Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-12-28	Common Stock	G	4000	—	Disposed	163759	Direct
2013-08-02	Common Stock	G	620	—	Disposed	273149	Direct
2015-12-31	Common Stock	G	1950	—	Disposed	144585	Direct
2016-12-30	Common Stock	M	41954	—	Acquired	181908	Direct
2016-12-30	Common Stock	D	41954	$49.95	Disposed	139954	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-30	Phantom Stock Units	$0	M	41954	Disposed		Common Stock (41954)	Direct

Footnotes

F1: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash.

F2: No expiration date for these Units.