STIFEL FINANCIAL CORP — Director's Dealing 2017

Jan 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-06-21

Reporting Person: Minnick David M (General Counsel & Senior VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-06-21	Common Stock	G	50	—	Disposed	12552	Direct
2013-05-16	Common Stock	G	100	—	Disposed	10767	Direct
2014-02-26	Common Stock	G	100	—	Disposed	11834	Direct
2014-02-27	Common Stock	G	60	—	Disposed	11774	Direct
2016-12-30	Common Stock	M	3424	—	Acquired	3589	Direct
2016-12-30	Common Stock	D	3424	$49.95	Disposed	165	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-30	Phantom Stock Units	$0	M	3424	Disposed		Common Stock (3424)	Direct

Footnotes

F1: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 3,424 of the reporting person's phantom stock units were settled for cash.

F2: No expiration date for these Units.